Investment adviser · CRD 136025
ALDERS FINANCIAL SOLUTIONS
Investment adviser filing (IA)
LOUIS F. BATMALE DBA ALDERS FINANCIAL SOLUTIONS
NOVATO, CA, United States · Form ADV filed Mar 7, 2019
- Regulatory AUM
- $400M Form ADV · Item 5.F
- Client accounts
- 475 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 400 | $300,000,000 | 75.0% |
| High-net-worth individuals | 50 | $50,000,000 | 12.5% |
| Retirement plans | 25 | $50,000,000 | 12.5% |
Filing source
Form ADV 1280766 · Mar 7, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 7, 2019. View historical filings
Reported services
Financial planning · Business portfolio management · Pension consulting · Educational seminars
Compensation
Percentage of assets
Principal office
1701 NOVATO BLVD, STE 304NOVATO, CA, 94947, United States
CRD 136025
Filing source
Form ADV 1280766 · Mar 7, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.