Investment adviser · CRD 123021

ALADDIN CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Jan 2, 2013

Regulatory AUM
$2.8B
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
7
Investment advisory functions

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALTIUS III FUNDING, LTD.Securitized Asset Fund · Last reported Jan 2, 2013$1.04BGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4992322982
Reported beneficial owners
21
Minimum commitment
$100K

Form ADV 688063 · Jan 2, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTIUS IV FUNDING LTD.Securitized Asset Fund · Last reported Jan 2, 2013$819MGross asset value
Fund administrator U.S. BANK, N.A. CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian U.S. BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3466365271
Reported beneficial owners
12
Minimum commitment
$100K

Form ADV 688063 · Jan 2, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LANDMARK IX CDO LTD.Securitized Asset Fund · Last reported Jan 2, 2013$437MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2845857698
Reported beneficial owners
10
Minimum commitment
$1M

Form ADV 688063 · Jan 2, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FORTIUS I FUNDING, LTD.Securitized Asset Fund · Last reported Jan 2, 2013$259MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2384182540
Reported beneficial owners
14
Minimum commitment
$100K

Form ADV 688063 · Jan 2, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LANDMARK V CDO LTD.Securitized Asset Fund · Last reported Jan 2, 2013$100MGross asset value
Fund administrator DEUTSCHE BANK NATIONAL TRUST COMPANY SANTA ANA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian DEUTSCHE BANK NATIONAL TRUST COMPANY SANTA ANA, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2573794720
Reported beneficial owners
9
Minimum commitment
$1M

Form ADV 688063 · Jan 2, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FORTIUS II FUNDING LTD.Securitized Asset Fund · Last reported Jan 2, 2013$9MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1454532699
Reported beneficial owners
15
Minimum commitment
$100K

Form ADV 688063 · Jan 2, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LANDMARK I CDO LTD.Securitized Asset Fund · Last reported Jan 2, 2013$4.3MGross asset value
Fund administrator DEUTSCHE BANK NATIONAL TRUST COMPANY SANTA ANA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian DEUTSCHE BANK NATIONAL TRUST COMPANY SANTA ANA, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5368178357
Reported beneficial owners
1
Minimum commitment
$1M

Form ADV 688063 · Jan 2, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 2, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

ONE LANDMARK SQUARE
STAMFORD, CT, 06901, United States

CRD 123021

Filing source

Form ADV 688063 · Jan 2, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.