Investment adviser · CRD 108517
AFAM CAPITAL, INC.
Investment adviser filing (IA)
AUSTIN, TX, United States · Form ADV filed May 30, 2018
- Regulatory AUM
- $951M Form ADV · Item 5.F
- Client accounts
- 935 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 345 | $410,978,359 | 43.2% |
| Investment companies | 3 | $287,863,785 | 30.3% |
| Individuals | 466 | $132,913,794 | 14.0% |
| Corporations & businesses | 67 | $87,678,146 | 9.2% |
| Retirement plans | 29 | $27,016,064 | 2.8% |
| Other clients | 25 | $4,433,808 | 0.5% |
Filing source
Form ADV 1221061 · May 30, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 30, 2018. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets · Subscription
Principal office
221 WEST 6TH STREET, 5TH FLOORAUSTIN, TX, 78701, United States
CRD 108517
Filing source
Form ADV 1221061 · May 30, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.