Investment adviser · CRD 161950

AJ WEALTH

Investment adviser filing (IA)

A&J WEALTH STRATEGIES LLC

NEW YORK, NY, United States · Form ADV filed Dec 8, 2023

Regulatory AUM: $2.37B
Client accounts: 797
Employees: 45
Advisory professionals: 14

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	139	$1,095,623,057	46.2%
Other clients	85	$812,651,933	34.3%
Corporations & businesses	25	$403,380,983	17.0%
Pooled investment vehicles	1	$36,975,000	1.6%
Individuals	50	$15,796,881	0.7%
Charities	Fewer than 5	$5,664,316	0.2%

Filing source

Form ADV 1805124 · Dec 8, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AJW TA DEBT FUND LLCPrivate Equity Fund · Last reported Dec 8, 2023$37MGross asset value

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor WEAVER AND TIDEWELL, L.L.P. HOUSTON, Texas, United States

Custodian BREX TREASURY LLC DRAPER, Utah, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDEWELL, L.L.P.
PCAOB 410

BREX TREASURY LLC
SEC 8-70251

Fund details & source

Fund ID: 805-5616857922
Reported beneficial owners: 42
Minimum commitment: $500K
Form D file number: 021-453520

Form ADV 1805124 · Dec 8, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 8, 2023. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Fixed

Principal office

28 LIBERTY STREET, SUITE 2850
NEW YORK, NY, 10005, United States

CRD 161950

Filing source

Form ADV 1805124 · Dec 8, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.