Investment adviser · CRD 161198

AHAB CAPITAL MANAGEMENT, INC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 16, 2018

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AHAB REDEMPTION FUND, L.P.Hedge Fund · Last reported Mar 16, 2018$32MGross asset value
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian BTIG, LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BTIG, LLC
SEC 8-65473

J.P. MORGAN SECURITIES LLC
SEC 8-35008

BTIG, LLC
CRD 122225 · SEC 8-65473

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-4793858959
Reported beneficial owners
82
Minimum commitment
$0

Form ADV 1185293 · Mar 16, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AHAB OPPORTUNITIES, L.P.Hedge Fund · Last reported Feb 12, 2015$24.1MGross asset value
Fund administrator APEX FUND SERVICES RED BANK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian BTIG, LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORJ, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BTIG, LLC
SEC 8-65473

J.P. MORGAN SECURITIES LLC
SEC 8-35008

BTIG, LLC
CRD 122225 · SEC 8-65473

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-5095930543
Reported beneficial owners
25
Minimum commitment
$1M
Form D file number
021-42545

Form ADV 870629 · Feb 12, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AHAB REDEMPTION FUND, LTD.Hedge Fund · Last reported Mar 15, 2016$18.9MGross asset value
Fund administrator APEX FUND SERVICES (BERMUDA) LTD., HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS FREEPORT, Bahamas, The
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-6255748203
Reported beneficial owners
60
Minimum commitment
$0

Form ADV 984896 · Mar 15, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AHAB OPPORTUNITIES, LTD.Hedge Fund · Last reported Feb 14, 2012$14MGross asset value
Fund administrator PREMIER FUND SERVICES LIMITED FREEPORT, Bahamas, The Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS FREEPORT, Bahamas, The
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-7838320237
Reported beneficial owners
19
Minimum commitment
$1M
Form D file number
021-43615

Form ADV 610882 · Feb 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AHAB DISTRESSED, L.P.Hedge Fund · Last reported Aug 21, 2012$6.31MGross asset value

Form D fundraising filings

AHAB DISTRESSED LP

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-4471646689
Reported beneficial owners
17
Minimum commitment
$1M
Form D file number
021-120652

Form ADV 661698 · Aug 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 16, 2018. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

2 WEST 29TH STREET, SUITE 3S
NEW YORK, NY, 10001, United States

CRD 161198

Filing source

Form ADV 1185293 · Mar 16, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.