Investment adviser · CRD 140226
AG FINANCIAL
Investment adviser filing (IA)
AG FINANCIAL, LLC
SALT LAKE CITY, UT, United States · Form ADV filed Feb 20, 2026
- Regulatory AUM
- $103M Form ADV · Item 5.F
- Client accounts
- 441 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 163 | $65,571,707 | 63.4% |
| High-net-worth individuals | 12 | $19,239,494 | 18.6% |
| Charities | Fewer than 5 | $10,890,135 | 10.5% |
| Retirement plans | 13 | $6,926,067 | 6.7% |
| Corporations & businesses | Fewer than 5 | $836,303 | 0.8% |
Filing source
Form ADV 2055135 · Feb 20, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 20, 2026. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed
Principal office
2825 EAST COTTONWOOD PARKWAY, SUITE 500SALT LAKE CITY, UT, 84121, United States
CRD 140226
Filing source
Form ADV 2055135 · Feb 20, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.