Investment adviser · CRD 132957

AETNA CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

WEST HARTFORD, CT, United States · Form ADV filed Dec 6, 2017

Regulatory AUM
$938M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AETNA PARTNERS DIVERSIFIED FUND, LLCHedge Fund · Last reported Dec 6, 2017$529MGross asset value
Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIRFIELD, Iowa, United States Related to adviser: No
Marketer MAFG RIA SERVICES, INC. RADNOR, Pennsylvania, United States Related to adviser: No
Marketer NMS CAPITAL ADVISORS, LLC. BEVERLY HILLS, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

MAFG RIA SERVICES, INC.
CRD 35690 · SEC 8-46836

NMS CAPITAL ADVISORS, LLC.
CRD 140356 · SEC 8-67307

Fund details & source
Fund ID
805-5842893065
Reported beneficial owners
19
Minimum commitment
$100K
Form D file number
021-1314522

Form ADV 1155308 · Dec 6, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AETNA PARTNERS DIVERSIFIED FUND (CAYMAN), LIMITEDHedge Fund · Last reported Dec 6, 2017$154MGross asset value
Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP BOSTON, Massachusetts, United States
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIRFIELD, Iowa, United States Related to adviser: No
Marketer MAFG RIA SERVICES, INC. RADNOR, Pennsylvania, United States Related to adviser: No
Marketer NMS CAPITAL ADVISORS, LLC. BEVERLY HILLS, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

MAFG RIA SERVICES, INC.
CRD 35690 · SEC 8-46836

NMS CAPITAL ADVISORS, LLC.
CRD 140356 · SEC 8-67307

Fund details & source
Fund ID
805-9998166536
Reported beneficial owners
12
Minimum commitment
$100K
Form D file number
021-1460020

Form ADV 1155308 · Dec 6, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 6, 2017. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

29 SOUTH MAIN STREET, SUITE 304
WEST HARTFORD, CT, 06107-2449, United States

CRD 132957

Filing source

Form ADV 1155308 · Dec 6, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.