AEON GLOBAL ASSET MANAGEMENT LLC – investment adviser, $55M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$55,020,049	100.0%

Filing source

Form ADV 1542268 · May 21, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AEON PARTNERS FUND LLCPrivate Equity Fund · Last reported May 21, 2021$39.7MGross asset value

Form D fundraising filings

Aeon Partners Fund I,LLC

Fund administrator AEON SYSTEMS LLC MIDDLETOWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Custodian AXOS CLEARING LLC OMAHA, Nebraska, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

AXOS CLEARING LLC
SEC 8-53595

Fund details & source

Fund ID: 805-7641624401
Reported beneficial owners: 225
Minimum commitment: $10K
Form D file number: 021-321322

Form ADV 1542268 · May 21, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEON TECH FUNDPrivate Equity Fund · Last reported May 21, 2021$15.3MGross asset value

Form D fundraising filings

Aeon Technology Fund I, LLC

Fund administrator AEON SYSTEMS LLC MIDDLETOWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian AXOS CLEARING LLC OMAHA, Nebraska, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

AXOS CLEARING LLC
SEC 8-53595

Fund details & source

Fund ID: 805-9921704454
Reported beneficial owners: 151
Minimum commitment: $10K
Form D file number: 021-265926

Form ADV 1542268 · May 21, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 21, 2021. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

144 EAST 44TH STREET, UNIT 4 - LOWER LEVEL
NEW YORK, NY, 10017, United States

CRD 310743

Filing source

Form ADV 1542268 · May 21, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.