Investment adviser · CRD 114537
AEGON ASSET MANAGEMENT US
AEGON USA INVESTMENT MANAGEMENT, LLC
CEDAR RAPIDS, IA, United States · Form ADV filed Mar 28, 2025
- Regulatory AUM
- $86.3B Form ADV · Item 5.F
- Client accounts
- 202 Accounts, not individual clients
- Employees
- 239 Reported in this filing
- Advisory professionals
- 80 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $108,880,313,198 | 304 | Mar 29, 2022 |
| 2022 | $87,349,594,698 | 289 | Mar 29, 2023 |
| 2023 | $88,549,358,554 | 258 | Mar 26, 2024 |
| 2024 | $86,310,065,074 | 239 | Mar 28, 2025 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 18 | $57,984,585,510 | 67.2% |
| Investment companies | 15 | $13,529,024,056 | 15.7% |
| Pooled investment vehicles | 32 | $11,762,949,794 | 13.6% |
| Retirement plans | 8 | $1,747,150,288 | 2.0% |
| Government entities | Fewer than 5 | $449,674,074 | 0.5% |
| Other investment advisers | 5 | $365,012,897 | 0.4% |
| Other clients | Fewer than 5 | $237,882,373 | 0.3% |
| Charities | 5 | $130,925,104 | 0.2% |
| Corporations & businesses | Fewer than 5 | $62,087,648 | 0.1% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $40,773,330 | 0.0% |
Filing source
Form ADV 1927768 · Mar 28, 2025 · Item 5.D
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
17 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
CEDAR FUNDING XVII CLO, LTDSecuritized Asset Fund$405MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-6233777013
- Reported beneficial owners
- 1
- Minimum commitment
- $1M
Form ADV 1927768 · Mar 28, 2025 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING XV CLO, LTDSecuritized Asset Fund$401MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-1172976906
- Reported beneficial owners
- 2
- Minimum commitment
- $1M
Form ADV 1927768 · Mar 28, 2025 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING XIV CLO, LTDSecuritized Asset Fund$401MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-9910641359
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
Form ADV 1927768 · Mar 28, 2025 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING X CLO, LTDSecuritized Asset Fund$400MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-3565676116
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
Form ADV 1927768 · Mar 28, 2025 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING XI CLO, LTDSecuritized Asset Fund$385MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-2480662574
- Reported beneficial owners
- 2
- Minimum commitment
- $1M
Form ADV 1927768 · Mar 28, 2025 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING VII CLO, LTDSecuritized Asset Fund$369MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264
Fund details & source
- Fund ID
- 805-7373912049
- Reported beneficial owners
- 5
- Minimum commitment
- $1M
Form ADV 1927768 · Mar 28, 2025 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING II CLO, LTDSecuritized Asset Fund$343MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-3456279996
- Reported beneficial owners
- 5
- Minimum commitment
- $1M
Form ADV 1927768 · Mar 28, 2025 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 26, 2024 · previous imported filing
- Regulatory AUM$88,549,358,554 → $86,310,065,074
- Client accounts213 → 202
- Employees258 → 239
Filing source
Form ADV 1927768 · Mar 28, 2025 · Items 1 & 5
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $86.2B
- Non-discretionary
- $106M
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
6300 C STREET SWCEDAR RAPIDS, IA, 52499-5338, United States
CRD 114537
Filing source
Form ADV 1927768 · Mar 28, 2025 · Items 1 & 5
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.