Investment adviser · CRD 114537
AEGON ASSET MANAGEMENT US
AEGON USA INVESTMENT MANAGEMENT, LLC
CEDAR RAPIDS, IA, United States · Form ADV filed Sep 8, 2022
- Regulatory AUM
- $109B Form ADV · Item 5.F
- Client accounts
- 205 Accounts, not individual clients
- Employees
- 304 Reported in this filing
- Advisory professionals
- 87 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $108,880,313,198 | 304 | Mar 29, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 21 | $79,810,918,644 | 73.3% |
| Pooled investment vehicles | 31 | $14,196,195,057 | 13.0% |
| Investment companies | 12 | $11,611,897,221 | 10.7% |
| Retirement plans | 7 | $1,917,954,788 | 1.8% |
| Government entities | Fewer than 5 | $558,163,394 | 0.5% |
| Other investment advisers | 8 | $455,831,944 | 0.4% |
| Charities | 5 | $155,182,166 | 0.1% |
| Corporations & businesses | Fewer than 5 | $76,507,447 | 0.1% |
| Other clients | 5 | $55,540,905 | 0.1% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $42,121,632 | 0.0% |
Filing source
Form ADV 1653409 · Sep 8, 2022 · Item 5.D
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
15 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
CEDAR FUNDING XIV CLO LTDSecuritized Asset Fund$401MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-9910641359
- Reported beneficial owners
- 10
- Minimum commitment
- $1M
Form ADV 1653409 · Sep 8, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING XV CLO LTDSecuritized Asset Fund$396MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-1172976906
- Reported beneficial owners
- 12
- Minimum commitment
- $1M
Form ADV 1653409 · Sep 8, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING V CLO, LLCSecuritized Asset Fund$396MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-3073254609
- Reported beneficial owners
- 19
- Minimum commitment
- $1M
Form ADV 1653409 · Sep 8, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING X CLO, LTD.Securitized Asset Fund$396MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-3565676116
- Reported beneficial owners
- 19
- Minimum commitment
- $1M
Form ADV 1653409 · Sep 8, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING XI CLO, LTD.Securitized Asset Fund$389MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-2480662574
- Reported beneficial owners
- 10
- Minimum commitment
- $1M
Form ADV 1653409 · Sep 8, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING II CLO, LTDSecuritized Asset Fund$347MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-3456279996
- Reported beneficial owners
- 10
- Minimum commitment
- $1M
Form ADV 1653409 · Sep 8, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TA-APOP II, LLCPrivate Equity Fund$163MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
Fund details & source
- Fund ID
- 805-8826408141
- Reported beneficial owners
- 27
- Minimum commitment
- $50K
Form ADV 1653409 · Sep 8, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since May 9, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1653409 · Sep 8, 2022 · Items 1 & 5
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $109B
- Non-discretionary
- $155M
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
6300 C STREET SWCEDAR RAPIDS, IA, 52499-5338, United States
CRD 114537
Filing source
Form ADV 1653409 · Sep 8, 2022 · Items 1 & 5
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.