Investment adviser · CRD 114537
AEGON ASSET MANAGEMENT US
AEGON USA INVESTMENT MANAGEMENT, LLC
CEDAR RAPIDS, IA, United States · Form ADV filed Jan 3, 2022
- Regulatory AUM
- $113B Form ADV · Item 5.F
- Client accounts
- 211 Accounts, not individual clients
- Employees
- 307 Reported in this filing
- Advisory professionals
- 81 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 24 | $84,509,613,209 | 74.6% |
| Pooled investment vehicles | 27 | $13,610,016,690 | 12.0% |
| Investment companies | 13 | $12,110,702,785 | 10.7% |
| Retirement plans | 6 | $1,620,308,999 | 1.4% |
| Government entities | Fewer than 5 | $508,154,042 | 0.4% |
| Other investment advisers | 9 | $423,762,836 | 0.4% |
| Corporations & businesses | Fewer than 5 | $248,463,724 | 0.2% |
| Charities | Fewer than 5 | $83,135,084 | 0.1% |
| Other clients | 5 | $52,134,593 | 0.0% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $41,686,480 | 0.0% |
Filing source
Form ADV 1577395 · Jan 3, 2022 · Item 5.D
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
16 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
CEDAR FUNDING V CLO, LLCSecuritized Asset Fund$390MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-3073254609
- Reported beneficial owners
- 15
- Minimum commitment
- $1M
Form ADV 1577395 · Jan 3, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING XI CLO, LTD.Securitized Asset Fund$386MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-2480662574
- Reported beneficial owners
- 18
- Minimum commitment
- $1M
Form ADV 1577395 · Jan 3, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING XII CLO, LTDSecuritized Asset Fund$349MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-3816351060
- Reported beneficial owners
- 12
- Minimum commitment
- $1M
Form ADV 1577395 · Jan 3, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CEDAR FUNDING II CLO, LTDSecuritized Asset Fund$340MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-3456279996
- Reported beneficial owners
- 12
- Minimum commitment
- $1M
Form ADV 1577395 · Jan 3, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TA PRIVATE EQUITY ASSETS, LLCPrivate Equity Fund$295MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-6196069719
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1577395 · Jan 3, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ZERO BETA FUND, LLCHedge Fund$87.3MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-3374116110
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1577395 · Jan 3, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
AEGON AM FUNDS, LLC - AEGON SUSTAINABLE FIXED INCOME FUNDOther Private Fund$38.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
Fund details & source
- Fund ID
- 805-8565642224
- Reported beneficial owners
- 2
- Minimum commitment
- $1M
- Form D file number
- 021-372920
Form ADV 1577395 · Jan 3, 2022 · Schedule D 7.B.(1)
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1577395 · Jan 3, 2022 · Items 1 & 5
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $113B
- Non-discretionary
- $165M
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
6300 C STREET SWCEDAR RAPIDS, IA, 52499-5338, United States
CRD 114537
Filing source
Form ADV 1577395 · Jan 3, 2022 · Items 1 & 5
Reported by AEGON USA INVESTMENT MANAGEMENT, LLC (CRD 114537).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.