Investment adviser · CRD 46727

ADVISORS ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

MONUMENT, CO, United States · Form ADV filed Aug 13, 2026

Regulatory AUM: $2.21B
Client accounts: 1,505
Employees: 255
Advisory professionals: 42

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	11	$1,399,517,827	63.3%
Individuals	1,314	$386,191,363	17.5%
High-net-worth individuals	125	$314,227,881	14.2%
Corporations & businesses	45	$58,526,063	2.6%
Pooled investment vehicles	1	$44,581,797	2.0%
Retirement plans	6	$4,126,770	0.2%
Charities	3	$2,114,230	0.1%

Filing source

Form ADV 2125818 · Aug 13, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AAM / WILSHIRE INFRASTRUCTURE FUND LPOther Private Fund · Last reported Aug 13, 2026$44.6MGross asset value

Fund administrator UMB FUND SERVICES, INC. OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP DENVER, Colorado, United States

Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source

Fund ID: 805-8029337346
Reported beneficial owners: 100
Minimum commitment: $0

Form ADV 2125818 · Aug 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 13, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

18925 BASE CAMP ROAD, SUITE 203
MONUMENT, CO, 80132, United States

CRD 46727

Filing source

Form ADV 2125818 · Aug 13, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.