Investment adviser · CRD 173146

ADVANCED TECHNOLOGY MANAGEMENT LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 30, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MOGO INDUSTRIES LLCPrivate Equity Fund · Last reported Mar 30, 2017$20.3MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C. STATEN ISLAND, New York, United States
Marketer HALCYON CABOT PARTNERS, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

HALCYON CABOT PARTNERS, LTD.
CRD 32664 · SEC 8-28702

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-4048557221
Reported beneficial owners
88
Minimum commitment
$30K
Form D file number
021-201525

Form ADV 1094080 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED TECHNOLOGY SELECT FUND LLC - SERIES CPrivate Equity Fund · Last reported Mar 30, 2017$10.5MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C. STATEN ISLAND, New York, United States
Marketer HALCYON CABOT PARTNERS, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

HALCYON CABOT PARTNERS, LTD.
CRD 32664 · SEC 8-28702

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-1028945176
Reported beneficial owners
71
Minimum commitment
$50K
Form D file number
021-236868

Form ADV 1094080 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED TECHNOLOGY FUND LLC - SERIES APrivate Equity Fund · Last reported Mar 30, 2017$7.55MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C. STATEN ISLAND, New York, United States
Marketer HALCYON CABOT PARTNERS, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

HALCYON CABOT PARTNERS, LTD.
CRD 32664 · SEC 8-28702

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-5210259090
Reported beneficial owners
66
Minimum commitment
$30K
Form D file number
021-219599

Form ADV 1094080 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED TECHNOLOGY SELECT FUND LLC - SERIES APrivate Equity Fund · Last reported Mar 30, 2017$7.55MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C. STATEN ISLAND, New York, United States
Marketer HALCYON CABOT PARTNERS, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

HALCYON CABOT PARTNERS, LTD.
CRD 32664 · SEC 8-28702

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-9682721539
Reported beneficial owners
72
Minimum commitment
$25K
Form D file number
021-236868

Form ADV 1094080 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED TECHNOLOGY FUND LLC - SERIES CPrivate Equity Fund · Last reported Mar 30, 2017$6.97MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C. STATEN ISLAND, New York, United States
Marketer HALCYON CABOT PARTNERS, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

HALCYON CABOT PARTNERS, LTD.
CRD 32664 · SEC 8-28702

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-7204607469
Reported beneficial owners
37
Minimum commitment
$30K
Form D file number
021-219599

Form ADV 1094080 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED TECHNOLOGY SELECT FUND II LLC - SERIES APrivate Equity Fund · Last reported Mar 30, 2017$6.72MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C. STATEN ISLAND, New York, United States
Marketer HALCYON CABOT PARTNERS, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer OLYMPUS SECURITIES, LLC MONTVILLE, New Jersey, United States Related to adviser: No
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

HALCYON CABOT PARTNERS, LTD.
CRD 32664 · SEC 8-28702

OLYMPUS SECURITIES, LLC
CRD 114050 · SEC 8-53392

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-2351394462
Reported beneficial owners
77
Minimum commitment
$30K
Form D file number
021-245940

Form ADV 1094080 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADVANCED TECHNOLOGY SELECT FUND LLC - SERIES EPrivate Equity Fund · Last reported Mar 30, 2017$3.94MGross asset value
Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C. STATEN ISLAND, New York, United States
Marketer HALCYON CABOT PARTNERS, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

HALCYON CABOT PARTNERS, LTD.
CRD 32664 · SEC 8-28702

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Fund details & source
Fund ID
805-3459328246
Reported beneficial owners
34
Minimum commitment
$25K
Form D file number
021-236868

Form ADV 1094080 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

75 WALL STREET, SUITE 23R
NEW YORK, NY, 10005, United States

CRD 173146

Filing source

Form ADV 1094080 · Mar 30, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.