Investment adviser · CRD 138769

ADVANCED PORTFOLIO MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 17, 2026

Regulatory AUM: $2.7B
Client accounts: 8
Employees: 12
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Charities	Fewer than 5	$1,347,496,270	50.0%
Retirement plans	Fewer than 5	$1,280,098,520	47.5%
Insurance companies	Fewer than 5	$34,830,999	1.3%
Pooled investment vehicles	1	$34,623,309	1.3%
Other investment advisers	1	$100,090	0.0%

Filing source

Form ADV 2123992 · Sep 17, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

APM THEMATIC EQUITIES LLCHedge Fund · Last reported Sep 17, 2026$34.6MGross asset value

Form D fundraising filings

APM Thematic Equities LLC

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-4877413869
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-454873

Form ADV 2123992 · Sep 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RINCON SPCHedge Fund · Last reported Mar 22, 2016$42.9MGross asset value

Fund administrator U.S. BANCORP FUND SERVICES. LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG (CAYMAN) GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6736233100
Reported beneficial owners: 1
Minimum commitment: $5M

Form ADV 991441 · Mar 22, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PORTFOLIO ENHANCEMENT FUND, SPCHedge Fund · Last reported Mar 27, 2014$10.6MGross asset value

Fund administrator U.S.BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States

Custodian DEUTSCHE BANK ( CAYMAN) LTD. GEORGE TOWN, Cayman Islands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9327175669
Reported beneficial owners: 1
Minimum commitment: $5M

Form ADV 788742 · Mar 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ASSOCIATED PORTFOLIO HOLDINGS LTD.Hedge Fund · Last reported Mar 27, 2014$7.52MGross asset value

Custodian DEUTSCHE BANK ( CAYMAN) LTD GEORGE TOWN, Cayman Islands Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-8665255432
Reported beneficial owners: 2
Minimum commitment: $100K

Form ADV 788742 · Mar 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

APM KOTAK INDIA MASTER FUND, LPHedge Fund · Last reported Mar 31, 2021$1.19MGross asset value

Feeder funds

APM KOTAK INDIA FUND, LP
APM KOTAK INDIA OFFSHORE FUND, LTD.

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker KOTAK MAHINDRA BANK LTD MUMBAI, India

Prime broker U.S. BANK MILWAUKEE, Wisconsin, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

Fund details & source

Fund ID: 805-3840787790
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 1517762 · Mar 31, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIVERSIFIED STABLE ALPHA FUND, LTD.Hedge Fund · Last reported Mar 31, 2022$93.8KGross asset value

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK MILWAUKEE,, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1788171366
Reported beneficial owners: 2
Minimum commitment: $5M

Form ADV 1623278 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PHOENIX OVERLAY FUND, LTD.Hedge Fund · Last reported Mar 31, 2022$91.6KGross asset value

Fund administrator U.S. BANCORP FUND SERVICES,LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2043028040
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1623278 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 17, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1330 AVENUE OF THE AMERICAS, 36TH FLOOR
NEW YORK, NY, 10019, United States

CRD 138769

Filing source

Form ADV 2123992 · Sep 17, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.