Investment adviser · CRD 142006

ADAM & PARTNERS INVESTMENT ADVISORS, LLC

Investment adviser filing (IA)

PALM BEACH GARDENS, FL, United States · Form ADV filed Mar 15, 2016

Regulatory AUM
$77.5M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ADAM & PARTNERS BETA FUND LTD.Hedge Fund · Last reported Mar 15, 2016$65.3MGross asset value
Fund administrator STRATA FINANCIAL SOLUTIONS LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP CHICAGO, Illinois, United States
Custodian HSBC BANK U.S.A., NA NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN PRIVATE BANK NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source
Fund ID
805-2242272701
Reported beneficial owners
15
Minimum commitment
$1M

Form ADV 993245 · Mar 15, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADAM & PARTNERS BETA FUND, LLCHedge Fund · Last reported Mar 15, 2016$11.6MGross asset value
Fund administrator STRATA FINANCIAL SOLUTIONS LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP CHICAGO, Illinois, United States
Custodian HSBC BANK U.S.A., NA NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN PRIVATE BANK NEW YORK, New York, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source
Fund ID
805-7342427595
Reported beneficial owners
9
Minimum commitment
$1M

Form ADV 993245 · Mar 15, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 15, 2016. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

3801 PGA BOULEVARD, SUITE 600 AND 602
PALM BEACH GARDENS, FL, 33410, United States

CRD 142006

Filing source

Form ADV 993245 · Mar 15, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.