Investment adviser · CRD 107124

ACORN DERIVATIVES MANAGEMENT CORP

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Apr 24, 2013

Regulatory AUM
$612M
Form ADV · Item 5.F
Client accounts
9
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ADMC ABSOLUTE RETURN STRATEGIES OFFSHORE II LTDHedge Fund · Last reported Apr 24, 2013$20.2MGross asset value

Form D fundraising filings

ADMC ABSOLUTE RETURN STRATEGIES OFFSHORE II LTD.

Fund administrator SEI OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands
Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-6200584329
Reported beneficial owners
3
Minimum commitment
$1M
Form D file number
021-169707

Form ADV 732922 · Apr 24, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADMC ABSOLUTE RETURN STRATEGIES, LPHedge Fund · Last reported Apr 24, 2013$16.4MGross asset value

Form D fundraising filings

ADMC ABSOLUTE RETURN STRATEGIES, L.P.

Fund administrator STEVEN MOSKOWITZ, CPA PC TARRYTOWN, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands
Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-3549366589
Reported beneficial owners
20
Minimum commitment
$1M
Form D file number
021-56131

Form ADV 732922 · Apr 24, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 24, 2013. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1266 EAST MAIN STREET, 7TH FLOOR
STAMFORD, CT, 06902, United States

CRD 107124

Filing source

Form ADV 732922 · Apr 24, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.