Investment adviser · CRD 109875
AAM
Investment adviser filing (IA)
ASSET ALLOCATION & MANAGEMENT COMPANY, LLC
CHICAGO, IL, United States · Form ADV filed Mar 24, 2026
- Regulatory AUM
- $27.5B Form ADV · Item 5.F
- Client accounts
- 846 Accounts, not individual clients
- Employees
- 49 Reported in this filing
- Advisory professionals
- 30 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 120 | $27,116,159,897 | 98.6% |
| High-net-worth individuals | 2 | $201,484,266 | 0.7% |
| Corporations & businesses | 1 | $171,077,544 | 0.6% |
Filing source
Form ADV 2075209 · Mar 24, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 24, 2026. View historical filings
Reported services
Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
10 S. RIVERSIDE PLAZA, STE 700CHICAGO, IL, 60606-3798, United States
CRD 109875
Filing source
Form ADV 2075209 · Mar 24, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.