Investment adviser · CRD 338956
A3 CAPITAL ADVISORS
Investment adviser filing (IA)
A3 CAPITAL ADVISORS, LLC
HOUSTON, TX, United States · Form ADV filed Jun 23, 2026
- Regulatory AUM
- $237M Form ADV · Item 5.F
- Client accounts
- 63 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 24 | $224,842,010 | 94.9% |
| Corporations & businesses | Fewer than 5 | $12,003,277 | 5.1% |
Filing source
Form ADV 2111816 · Jun 23, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 23, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
5020 MONTROSE, SUITE 500HOUSTON, TX, 77006, United States
CRD 338956
Filing source
Form ADV 2111816 · Jun 23, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.