Investment adviser · CRD 161260

A.W. JONES

Investment adviser filing (IA)

A.W. JONES ADVISORS, LLC

NEW YORK, NY, United States · Form ADV filed May 15, 2026

Regulatory AUM: $667M
Client accounts: 7
Employees: 6
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$650,369,458	97.5%
Other investment advisers	1	$16,679,279	2.5%

Filing source

Form ADV 2106001 · May 15, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

A.W. JONES COMPANYHedge Fund · Last reported May 15, 2026$380MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands

Custodian CHARLES SCHWAB & CO., INC. NEW YORK, New York, United States Related to adviser: No

Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Curacao Related to adviser: No

Custodian CITCO GLOBAL CUSTODY NV NA WILLEMSTAD, Curacao Related to adviser: No

Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No

Custodian HSBC BANK USA, N.A DEPEW, New York, United States Related to adviser: No

Marketer PARK CAPITAL SA GENEVA, Switzerland Related to adviser: No

Marketer YUKI-CO, LLC SALT LAKE CITY, Utah, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CLEAR STREET LLC
SEC 8-69972

YUKI-CO, LLC
CRD 282236 · SEC 8-69709

Fund details & source

Fund ID: 805-2413427181
Reported beneficial owners: 84
Minimum commitment: $100K
Form D file number: 021-174428

Form ADV 2106001 · May 15, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SCHECHTER PRIVATE CAPITAL FUND I, LLCPrivate Equity Fund · Last reported May 15, 2026$120MGross asset value

Fund administrator NAV FUND SERVICES OAKBROOK TERRANCE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C GLEN ALLEN, Virginia, United States

Custodian NAV FUND SERVICES OAKBROOK TERRACE, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C
PCAOB 80

Fund details & source

Fund ID: 805-1429156224
Reported beneficial owners: 782
Minimum commitment: $10K

Form ADV 2106001 · May 15, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

A.W. JONES ASSOCIATESHedge Fund · Last reported May 15, 2026$82.6MGross asset value

Form D fundraising filings

A.W. JONES ASSOCIATES LP

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands

Custodian CHARLES SCHWAB & CO., INC. NEW YORK, New York, United States Related to adviser: No

Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Curacao Related to adviser: No

Custodian CITCO GLOBAL CUSTODY NV NA WILLEMSTAD, Curacao Related to adviser: No

Custodian HSBC BANK USA, N.A DEPEW, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer PARK CAPITAL SA GENEVA, Switzerland Related to adviser: No

Marketer YUKI-CO, LLC SALT LAKE CITY, Utah, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

YUKI-CO, LLC
CRD 282236 · SEC 8-69709

Fund details & source

Fund ID: 805-5650852713
Reported beneficial owners: 34
Minimum commitment: $250K
Form D file number: 021-190131

Form ADV 2106001 · May 15, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

A.W. JONES SELECT OPPORTUNITIES FUND I, LPPrivate Equity Fund · Last reported May 15, 2026$16MGross asset value

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands

Custodian CITCO GLOBAL CUSTODY NV NA WILLEMSTAD, Curacao Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

Fund details & source

Fund ID: 805-5468798924
Reported beneficial owners: 7
Minimum commitment: $100K

Form ADV 2106001 · May 15, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 15, 2026. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

126 EAST 56TH STREET, 18TH FLOOR
NEW YORK, NY, 10022, United States

CRD 161260

Filing source

Form ADV 2106001 · May 15, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.