Investment adviser · CRD 148357
A & I WEALTH MANAGEMENT
Investment adviser filing (IA)
A & I FINANCIAL SERVICES, LLC
LONE TREE, CO, United States · Form ADV filed Apr 8, 2026
- Regulatory AUM
- $560M Form ADV · Item 5.F
- Client accounts
- 1,683 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 165 | $395,849,021 | 70.7% |
| Individuals | 353 | $160,334,427 | 28.6% |
| Retirement plans | Fewer than 5 | $2,591,649 | 0.5% |
| Charities | Fewer than 5 | $1,223,017 | 0.2% |
Filing source
Form ADV 2093081 · Apr 8, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 8, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
9605 KINGSTON COURT, SUITE 190LONE TREE, CO, 80112, United States
CRD 148357
Filing source
Form ADV 2093081 · Apr 8, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.