Investment adviser · CRD 8361

A.G.P / ALLIANCE GLOBAL PARTNERS

Investment adviser filing (IA)

A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

WESTPORT, CT, United States · Form ADV filed Sep 30, 2026

Regulatory AUM
$2.95B
Form ADV · Item 5.F
Client accounts
7,490
Accounts, not individual clients
Employees
332
Reported in this filing
Advisory professionals
144
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals603$1,396,674,05847.4%
Individuals6,715$1,388,851,24747.2%
Corporations & businesses120$116,937,9924.0%
Retirement plans41$37,450,3511.3%
Charities10$4,038,4870.1%
Pooled investment vehicles1$1,092,0950.0%
Filing source

Form ADV 2133590 · Sep 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GP ADVISOR FUND, LLCOther Private Fund · Last reported Sep 30, 2026$1.09MGross asset value
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Fund details & source
Fund ID
805-3710132809
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 2133590 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 30, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly

Principal office

88 POST ROAD WEST, 2ND FLOOR
WESTPORT, CT, 06880, United States

CRD 8361

Filing source

Form ADV 2133590 · Sep 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.