Investment adviser · CRD 309803
99RISES INC.
Investment adviser filing (IA)
PLEASANTON, CA, United States · Form ADV filed Jan 23, 2023
- Regulatory AUM
- $539K Form ADV · Item 5.F
- Client accounts
- 54 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 54 | $539,417 | 100.0% |
Filing source
Form ADV 1704409 · Jan 23, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 23, 2023. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets
Principal office
6701 KOLL CENTER PARKWAY, SUITE 250PLEASANTON, CA, 94566, United States
CRD 309803
Filing source
Form ADV 1704409 · Jan 23, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.