Investment adviser · CRD 316647

4X4 CAPITAL

Investment adviser filing (IA)

4X4 CAPITAL, LLC

NEW YORK, NY, United States · Form ADV filed Mar 24, 2026

Regulatory AUM: $445M
Client accounts: 4
Employees: 9
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$445,391,605	100.0%

Filing source

Form ADV 2071628 · Mar 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

4X4 FUND III, LPPrivate Equity Fund · Last reported Mar 24, 2026$379MGross asset value

Form D fundraising filings

4x4 Fund III, LP

Fund administrator GEN II FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

Fund details & source

Fund ID: 805-5445568078
Reported beneficial owners: 46
Minimum commitment: $100K
Form D file number: 021-507189

Form ADV 2071628 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

4X4 FUND IV, LPPrivate Equity Fund · Last reported Mar 24, 2026$40.3MGross asset value

Form D fundraising filings

4x4 Fund IV, LP

Fund administrator GEN II FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Marketer HOULIHAN CAPITAL, LLC CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHNREZNICK LLP
PCAOB 596

HOULIHAN CAPITAL, LLC
CRD 156028 · SEC 8-68762

Fund details & source

Fund ID: 805-6781788362
Reported beneficial owners: 17
Minimum commitment: $75K
Form D file number: 021-570676

Form ADV 2071628 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

4X4 FUND II, LPPrivate Equity Fund · Last reported Mar 24, 2026$26.5MGross asset value

Feeder funds

4X4 FUND II PARENT, LP

Fund administrator GEN II FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

Fund details & source

Fund ID: 805-2505444298
Reported beneficial owners: 32
Minimum commitment: $80K

Form ADV 2071628 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

4X4 FUND I TOPCO, LLCPrivate Equity Fund · Last reported Mar 30, 2023$284MGross asset value

Feeder funds

4X4 FUND I, LP

Fund administrator GEN II FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

Fund details & source

Fund ID: 805-4276115920
Reported beneficial owners: 38
Minimum commitment: $100K

Form ADV 1735669 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

4X4 FUND I, LPPrivate Equity Fund · Last reported Jun 28, 2023$284MGross asset value

Fund administrator GEN II FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY SMITH BARNEY LLC BALTIMORE, Maryland, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Fund details & source

Fund ID: 805-8397443873
Reported beneficial owners: 38
Minimum commitment: $100K

Form ADV 1770339 · Jun 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1350 AVENUE OF THE AMERICAS, SUITE 2302
NEW YORK, NY, 10019, United States

CRD 316647

Filing source

Form ADV 2071628 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.