Investment adviser · CRD 167462

424 CAPITAL, LLC

Investment adviser filing (IA)

WAKEFIELD, MA, United States · Form ADV filed Apr 29, 2026

Regulatory AUM
$584M
Form ADV · Item 5.F
Client accounts
9
Accounts, not individual clients
Employees
20
Reported in this filing
Advisory professionals
16
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles9$584,498,760100.0%
Filing source

Form ADV 2100985 · Apr 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

424 CAPITAL FUND II, LPPrivate Equity Fund · Last reported Apr 29, 2026$249MGross asset value

Form D fundraising filings

424 CAPITAL FUND II, LP

Fund administrator 4PINES FUND SERVICES STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP BOSTON, Massachusetts, United States
Custodian CAMBRIDGE TRUST COMPANY CAMBRIDGE, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Fund details & source
Fund ID
805-2763855718
Reported beneficial owners
87
Minimum commitment
$1M
Form D file number
021-469553

Form ADV 2100985 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

424 CAPITAL CO-INVESTMENT FUND I, LPPrivate Equity Fund · Last reported Apr 29, 2026$130MGross asset value

Form D fundraising filings

424 CAPITAL CO-INVEST FUND I, LP

Fund administrator 4PINES FUND SERVICES STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WALTER & SHUFFAIN, P.C. BOSTON, Massachusetts, United States
Custodian CAMBRIDGE TRUST COMPANY CAMBRIDGE, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WALTER & SHUFFAIN, P.C.
PCAOB 5439

Fund details & source
Fund ID
805-1700621126
Reported beneficial owners
73
Minimum commitment
$0
Form D file number
021-473272

Form ADV 2100985 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

424 CAPITAL FUND I, LPPrivate Equity Fund · Last reported Apr 29, 2026$112MGross asset value
Fund administrator 4PINES FUND SERVICES STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WALTER & SHUFFAIN, P.C. BOSTON, Massachusetts, United States
Custodian CAMBRIDGE TRUST COMPANY CAMBRIDGE, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WALTER & SHUFFAIN, P.C.
PCAOB 5439

Fund details & source
Fund ID
805-3369102623
Reported beneficial owners
57
Minimum commitment
$750K

Form ADV 2100985 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROOK VENTURE PARTNERS IV, LPPrivate Equity Fund · Last reported Apr 29, 2026$82.1MGross asset value
Auditor WALTER & SHUFFAIN, P.C. BOSTON, Massachusetts, United States
Custodian CAMBRIDGE TRUST COMPANY CAMBRIDGE, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WALTER & SHUFFAIN, P.C.
PCAOB 5439

Fund details & source
Fund ID
805-6627560143
Reported beneficial owners
68
Minimum commitment
$0

Form ADV 2100985 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROOK VENTURE FUND IIA, LPOther Private Fund · Last reported Apr 29, 2026$15.9MGross asset value
Auditor WALTER & SHUFFAIN, P.C. BOSTON, Massachusetts, United States
Custodian CAMBRIDGE TRUST COMPANY CAMBRIDGE, Massachusetts, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WALTER & SHUFFAIN, P.C.
PCAOB 5439

Fund details & source
Fund ID
805-9974295526
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 2100985 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROOK CO-INVESTMENT III, LPPrivate Equity Fund · Last reported Apr 29, 2026$3.76MGross asset value
Auditor WALTER & SHUFFAIN, P,C, BOSTON, Massachusetts, United States
Custodian CAMBRIDGE TRUST COMPANY CAMBRIDGE, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WALTER & SHUFFAIN, P,C,
PCAOB 5439

Fund details & source
Fund ID
805-6806513530
Reported beneficial owners
71
Minimum commitment
$0

Form ADV 2100985 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FEDERAL STREET, LLCPrivate Equity Fund · Last reported Apr 29, 2026$2.39MGross asset value
Auditor WALTER & SHUFFAIN, P.C. BOSTON, Massachusetts, United States
Custodian CAMBRIDGE TRUST COMPANY CAMBRIDGE, Massachusetts, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WALTER & SHUFFAIN, P.C.
PCAOB 5439

Fund details & source
Fund ID
805-2111924511
Reported beneficial owners
36
Minimum commitment
$0

Form ADV 2100985 · Apr 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 29, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

301 EDGEWATER PLACE,, SUITE 425
WAKEFIELD, MA, 01880, United States

CRD 167462

Filing source

Form ADV 2100985 · Apr 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.