Investment adviser · CRD 308919

3SPOKE MANAGEMENT, LLC

Investment adviser filing (IA)

IRVINE, CA, United States · Form ADV filed Jul 22, 2026

Regulatory AUM: $254M
Client accounts: 11
Employees: 6
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	11	$254,282,055	100.0%

Filing source

Form ADV 2121043 · Jul 22, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

15 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

3SPOKE CAPITAL - CRM001-01, LPPrivate Equity Fund · Last reported Jul 22, 2026$107MGross asset value

Form D fundraising filings

3Spoke Capital - CRM001-01, LP

Fund administrator SUNTERA GLOBAL SHORT HILLS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP LOS ANGELES, California, United States

Custodian FIRST CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer R. F. LAFFERTY & CO., INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHNREZNICK LLP
PCAOB 596

FIRST CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

R. F. LAFFERTY & CO., INC.
CRD 2498 · SEC 801-107428

Fund details & source

Fund ID: 805-9452417191
Reported beneficial owners: 3
Minimum commitment: $1M
Form D file number: 021-527033

Form ADV 2121043 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

3SPOKE - PINEGROVE, LPPrivate Equity Fund · Last reported Jul 22, 2026$100MGross asset value

Form D fundraising filings

3Spoke - Pinegrove, LP

Fund administrator SUNTERA GLOBAL SHORT HILLS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP LOS ANGELES, California, United States

Custodian FIRST CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer R. F. LAFFERTY & CO., INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHNREZNICK LLP
PCAOB 596

FIRST CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

R. F. LAFFERTY & CO., INC.
CRD 2498 · SEC 801-107428

Fund details & source

Fund ID: 805-6973268860
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-527036

Form ADV 2121043 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

3SPOKE CAPITAL - RDW001-01, LPPrivate Equity Fund · Last reported Jul 22, 2026$61.4MGross asset value

Fund administrator SUNTERA GLOBAL SHORT HILLS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP LOS ANGELES, California, United States

Custodian FIRST CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

FIRST CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-8674819660
Reported beneficial owners: 10
Minimum commitment: $1M
Form D file number: 021-55148

Form ADV 2121043 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

3SPOKE LIQUIDITY PARTNERS, LPPrivate Equity Fund · Last reported Jul 22, 2026$48.2MGross asset value

Form D fundraising filings

3Spoke Liquidity Partners, LP

Fund administrator SUNTERA GLOBAL SHORT HILLS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP LOS ANGELES, California, United States

Custodian FIRST CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer STONEHAVEN, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHNREZNICK LLP
PCAOB 596

FIRST CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

STONEHAVEN, LLC
CRD 118913 · SEC 8-53699

Fund details & source

Fund ID: 805-9582705796
Reported beneficial owners: 16
Minimum commitment: $0
Form D file number: 021-528405

Form ADV 2121043 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

3SPOKE CAPITAL III, LPPrivate Equity Fund · Last reported Jul 22, 2026$15.9MGross asset value

Form D fundraising filings

3Spoke Capital III, LP

Fund administrator SUNTERA GLOBAL SHORT HILLS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP LOS ANGELES, California, United States

Custodian FIRST CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer INVICTA CAPITAL LLC MONROEVILLE, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHNREZNICK LLP
PCAOB 596

FIRST CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

INVICTA CAPITAL LLC
CRD 288101 · SEC 8-69923

Fund details & source

Fund ID: 805-8361592738
Reported beneficial owners: 15
Minimum commitment: $1M
Form D file number: 021-356306

Form ADV 2121043 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

3SPOKE CAPITAL - 5SU001-01, LPVenture Capital Fund · Last reported Jul 22, 2026$12.3MGross asset value

Form D fundraising filings

3Spoke Capital - 5SU001-01, LP

Fund administrator SUNTERA GLOBAL SHORT HILLS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP LOS ANGELES, California, United States

Custodian FIRST CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

FIRST CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-5437708057
Reported beneficial owners: 9
Minimum commitment: $1M
Form D file number: 021-382161

Form ADV 2121043 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

3SPOKE CAPITAL - HOW1-1, LPPrivate Equity Fund · Last reported Jul 22, 2026$8.5MGross asset value

Form D fundraising filings

3Spoke Capital - HOW1-1, LP

Fund administrator SUNTERA GLOBAL SHORT HILLS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP LOS ANGELES, California, United States

Custodian FIRST CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

FIRST CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-9135169602
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-560569

Form ADV 2121043 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 22, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

2211 MICHELSON DRIVE, UNIT 900
IRVINE, CA, 92612, United States

CRD 308919

Filing source

Form ADV 2121043 · Jul 22, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.