Investment adviser · CRD 139595

3D ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

HARTFORD, CT, United States · Form ADV filed Aug 28, 2020

Regulatory AUM
$603M
Form ADV · Item 5.F
Client accounts
1,838
Accounts, not individual clients
Employees
15
Reported in this filing
Advisory professionals
11
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Individuals857$250,604,27841.6%
Government entities2$176,791,40429.3%
High-net-worth individuals70$139,090,05223.1%
Retirement plans16$23,602,3813.9%
Corporations & businesses9$7,774,7971.3%
Charities5$5,162,2570.9%
Filing source

Form ADV 1453759 · Aug 28, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Aug 28, 2020. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting

Compensation

Percentage of assets

Principal office

100 CONSTITUTION PLAZA, 7TH FLOOR
HARTFORD, CT, 06103-1703, United States

CRD 139595

Filing source

Form ADV 1453759 · Aug 28, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.