33 CAPITAL MANAGEMENT LLC – investment adviser, $113M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$77,070,873	68.4%
High-net-worth individuals	2	$16,448,576	14.6%
Other investment advisers	1	$13,857,840	12.3%
Corporations & businesses	2	$5,293,058	4.7%

Filing source

Form ADV 2122010 · Jul 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

33 GLOBAL OPPORTUNITIES MASTER FUND LLCHedge Fund · Last reported Jul 31, 2026$74.1MGross asset value

Form D fundraising filings

33 Global Opportunities Master Fund LLC

Feeder funds

33 GLOBAL OPPORTUNITIES OFFSHORE FUND LTD.

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer GREENWICH CAPITAL PARTNERS, LLC GREENWICH, Connecticut, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80

GREENWICH CAPITAL PARTNERS, LLC
CRD 305693 · SEC 8-70402

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-3113871046
Reported beneficial owners: 31
Minimum commitment: $1M
Form D file number: 021-535667

Form ADV 2122010 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

33 PRIVATE OPPORTUNITIES FUND LLC - 33 CLEVELAND SERIESPrivate Equity Fund · Last reported Jul 31, 2026$2.95MGross asset value

Form D fundraising filings

33 Private Opportunities Fund LLC - 33 Cleveland Series

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Marketer GREENWICH CAPITAL PARTNERS, LLC GREENWICH, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

GREENWICH CAPITAL PARTNERS, LLC
CRD 305693 · SEC 8-70402

Fund details & source

Fund ID: 805-7447573576
Reported beneficial owners: 14
Minimum commitment: $0
Form D file number: 021-521624

Form ADV 2122010 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 31, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

ONE EAST PUTNAM AVENUE, 2ND FLOOR
GREENWICH, CT, 06830-5429, United States

CRD 326780

Filing source

Form ADV 2122010 · Jul 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.