Investment adviser · CRD 106305

1ST & MAIN GROWTH PARTNERS

Investment adviser filing (IA)

THE BANC FUNDS COMPANY, L.L.C.

CHICAGO, IL, United States · Form ADV filed Apr 28, 2026

Regulatory AUM
$680M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
13
Reported in this filing
Advisory professionals
10
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles3$680,414,583100.0%
Filing source

Form ADV 2089689 · Apr 28, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BANC FUND X L.P.Private Equity Fund · Last reported Apr 28, 2026$544MGross asset value

Form D fundraising filings

Banc Fund X L.P.

Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Fund details & source
Fund ID
805-7323339494
Reported beneficial owners
48
Minimum commitment
$49K
Form D file number
021-311379

Form ADV 2089689 · Apr 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BANC FUND IX L.P.Private Equity Fund · Last reported Apr 28, 2026$95.6MGross asset value

Form D fundraising filings

Banc Fund IX L.P.

Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Fund details & source
Fund ID
805-2506939429
Reported beneficial owners
46
Minimum commitment
$125K
Form D file number
021-216124

Form ADV 2089689 · Apr 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TBFC FINANCIAL TECHNOLOGIES FUND L.P.Private Equity Fund · Last reported Apr 28, 2026$40.7MGross asset value
Auditor PLANTE MORAN CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE MORAN
PCAOB 166

Fund details & source
Fund ID
805-9666621397
Reported beneficial owners
17
Minimum commitment
$250K
Form D file number
021-311379

Form ADV 2089689 · Apr 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BANC FUND VIII L.P.Private Equity Fund · Last reported Mar 28, 2022$0Gross asset value
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No
Custodian KEEFE, BRUYETTE & WOODS, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GRANT THORNTON LLP
PCAOB 248

KEEFE, BRUYETTE & WOODS, INC.
SEC 8-10888

Fund details & source
Fund ID
805-2678198445
Reported beneficial owners
0
Minimum commitment
$0
Form D file number
021-118309

Form ADV 1600499 · Mar 28, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BANC FUND VII L.P.Private Equity Fund · Last reported Mar 28, 2019$0Gross asset value
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED GRAND RAPIDS, Michigan, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GRANT THORNTON LLP
PCAOB 248

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source
Fund ID
805-5270419305
Reported beneficial owners
0
Minimum commitment
$0
Form D file number
021-77360

Form ADV 1284693 · Mar 28, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BANC FUND VI L.P.Private Equity Fund · Last reported Sep 29, 2017$0Gross asset value
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5035628875
Reported beneficial owners
31
Minimum commitment
$500K
Form D file number
021-49421

Form ADV 1143428 · Sep 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 28, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Performance-based

Principal office

150 S. WACKER DRIVE, SUITE 2725
CHICAGO, IL, 60606-3105, United States

CRD 106305

Filing source

Form ADV 2089689 · Apr 28, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.