Investment adviser · CRD 111133
1ST GLOBAL ADVISORS INC
Investment adviser filing (IA)
DALLAS, TX, United States · Form ADV filed Sep 26, 2019
- Regulatory AUM
- $10.8B Form ADV · Item 5.F
- Client accounts
- 30,580 Accounts, not individual clients
- Employees
- 976 Reported in this filing
- Advisory professionals
- 976 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 25,889 | $5,066,894,981 | 46.8% |
| High-net-worth individuals | 2,712 | $3,863,197,994 | 35.7% |
| Retirement plans | 1,624 | $1,295,804,886 | 12.0% |
| Corporations & businesses | 326 | $579,723,579 | 5.4% |
| Charities | 29 | $14,000,960 | 0.1% |
Filing source
Form ADV 1346718 · Sep 26, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 26, 2019. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
12750 MERIT DRIVE, SUITE 1200DALLAS, TX, 75251, United States
CRD 111133
Filing source
Form ADV 1346718 · Sep 26, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.