Investment adviser · CRD 319422

1988 ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jun 16, 2026

Regulatory AUM: $2.7B
Client accounts: 8
Employees: 67
Advisory professionals: 37

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	8	$2,704,305,545	100.0%

Filing source

Form ADV 2113470 · Jun 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

15 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

1988 CLO 1 LTD.Securitized Asset Fund · Last reported Jun 16, 2026$498MGross asset value

Fund administrator VIRTUS GROUP, LP JACKSONVILLE, Florida, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Fund details & source

Fund ID: 805-5449374807
Reported beneficial owners: 9
Minimum commitment: $150K

Form ADV 2113470 · Jun 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1988 CLO 3 LTD.Securitized Asset Fund · Last reported Jun 16, 2026$450MGross asset value

Fund administrator VIRTUS GROUP, LP JACKSONVILLE, Florida, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer SMBC ASSET MANAGEMENT, INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

SMBC ASSET MANAGEMENT, INC.
CRD 109691 · SEC 801-15948

Fund details & source

Fund ID: 805-7293238084
Reported beneficial owners: 8
Minimum commitment: $150K

Form ADV 2113470 · Jun 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1988 CLO 6 LTD.Securitized Asset Fund · Last reported Jun 16, 2026$400MGross asset value

Fund administrator U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Marketer BANK OF AMERICA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-9354673450
Reported beneficial owners: 8
Minimum commitment: $150K

Form ADV 2113470 · Jun 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1988 CLO 4 LTDSecuritized Asset Fund · Last reported Jun 16, 2026$399MGross asset value

Fund administrator VIRTUS GROUP, LP JACKSONVILLE, Florida, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Fund details & source

Fund ID: 805-7128811407
Reported beneficial owners: 8
Minimum commitment: $150K

Form ADV 2113470 · Jun 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1988 CLO 5 LTDSecuritized Asset Fund · Last reported Jun 16, 2026$398MGross asset value

Fund administrator VIRTUS GROUP, LP JACKSONVILLE, Florida, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer BNP PARIBAS NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-4733944709
Reported beneficial owners: 8
Minimum commitment: $150K

Form ADV 2113470 · Jun 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1988 CLO 2 LTD.Securitized Asset Fund · Last reported Jun 16, 2026$398MGross asset value

Fund administrator VIRTUS GROUP, LP JACKSONVILLE, Florida, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer BANK OF NOVA SCOTIA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-9312375497
Reported beneficial owners: 8
Minimum commitment: $150K

Form ADV 2113470 · Jun 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

1988 CLO 7 LTDSecuritized Asset Fund · Last reported Jun 16, 2026$48.3MGross asset value

Fund administrator U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Marketer BNP PARIBAS NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-3962387073
Reported beneficial owners: 8
Minimum commitment: $150K

Form ADV 2113470 · Jun 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 16, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

450 PARK AVENUE
NEW YORK, NY, 10022, United States

CRD 319422

Filing source

Form ADV 2113470 · Jun 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.