Investment adviser · CRD 326709

16ROCK ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 1, 2025

Regulatory AUM: $66.9M
Client accounts: 10
Employees: 1
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	9	$53,328,450	79.7%
Pooled investment vehicles	1	$13,602,675	20.3%

Filing source

Form ADV 2001231 · Jul 1, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

16ROCK MUNICIPAL OPPORTUNITIES FUND LPHedge Fund · Last reported Jul 1, 2025$13.6MGross asset value

Feeder funds

16ROCK MUNICIPAL OPPORTUNITIES OFFSHORE FUND LP
16ROCK MUNICIPAL OPPORTUNITIES ONSHORE FUND LP

Fund administrator SGGG FUND SERVICES, INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNER AMPNER NEW YORK, New York, United States

Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No

Custodian R.J. O'BRIEN SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Marketer PROFOR ADVISORS NEW YORK, New York, United States Related to adviser: No

Prime broker PERSHING LLC NEW YORK, New York, United States

Prime broker R.J. O'BRIEN SECURITIES, LLC CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNER AMPNER
PCAOB 274

PERSHING LLC
SEC 8-17574

R.J. O'BRIEN SECURITIES, LLC
SEC 8-67587

PROFOR ADVISORS
CRD 136084 · SEC 8-66974

PERSHING LLC
CRD 7560 · SEC 8-17574

R.J. O'BRIEN SECURITIES, LLC
CRD 143624 · SEC 8-67587

Fund details & source

Fund ID: 805-9978085306
Reported beneficial owners: 15
Minimum commitment: $500K

Form ADV 2001231 · Jul 1, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 1, 2025. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

ONE ROCKEFELLER PLAZA, SUITE 2130
NEW YORK, NY, 10020, United States

CRD 326709

Filing source

Form ADV 2001231 · Jul 1, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.