Investment adviser · CRD 318637
1128 CAPITAL, LLC
Investment adviser filing (IA)
PLANO, TX, United States · Form ADV filed Dec 15, 2025
- Regulatory AUM
- $188M Form ADV · Item 5.F
- Client accounts
- 15 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | Fewer than 5 | $188,193,197 | 100.0% |
Filing source
Form ADV 2033973 · Dec 15, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Dec 15, 2025. View historical filings
Reported services
Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
5600 TENNYSON PARKWAY, SUITE 330PLANO, TX, 75024, United States
CRD 318637
Filing source
Form ADV 2033973 · Dec 15, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.