Investment adviser · CRD 321976

1 MAIN CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jun 15, 2022

Regulatory AUM: $18.9M
Client accounts: 3
Employees: 2
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$14,033,654	74.1%
Other clients	Fewer than 5	$4,900,000	25.9%

Filing source

Form ADV 1658645 · Jun 15, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

1 MAIN CAPITAL PARTNERS L.P.Hedge Fund · Last reported Jun 15, 2022$14MGross asset value

Feeder funds

1 MAIN CAPITAL PARTNERS, LTD.

Fund administrator OPUS FUND SERVICES (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator OPUS FUND SERVICES USA LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian JEFFERIES FINANCIAL GROUP, INC. NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES FINANCIAL GROUP, INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

JEFFERIES FINANCIAL GROUP, INC.
LEI 549300HOF34RGOJ5YL07

Fund details & source

Fund ID: 805-7407296125
Reported beneficial owners: 36
Minimum commitment: $0
Form D file number: 021-304136

Form ADV 1658645 · Jun 15, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 15, 2022. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

270 LAFAYETTE STREET, SUITE 1301
NEW YORK, NY, 10022, United States

CRD 321976

Filing source

Form ADV 1658645 · Jun 15, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.