NATIONAL HOLDINGS CORP
Industry Investment Banking (See Other Companies in Industry)
120 Broadway 27 Th FloorNew York, NY, 10271
Phone: 212-417-8000
Filings
| Date | Filing Type | Offered | Sold | Type | Link to Raw Filing |
|---|---|---|---|---|---|
| 2013-02-08 | New Form D | Offered: $8,835,479 | Sold: $8,835,479 | Type: Equity Only | Raw Filing |
| 2011-01-14 | New Form D | Offered: $690,000 | Sold: Yet to Sell | Type: Equity Only | Raw Filing |
| 2010-11-04 | New Form D | Offered: $2,000,000 | Sold: Yet to Sell | Type: Equity Only | Raw Filing |
| 2010-10-13 | New Form D | Offered: $5,000,000 | Sold: $3,000,000 | Type: Equity Only | Raw Filing |
| 2010-06-11 | New Form D | Offered: $2,000,000 | Sold: $1,700,000 | Type: Debt Only | Raw Filing |
| 2009-05-12 | New Form D | Offered: $500,000 | Sold: $500,000 | Type: Equity Only | Raw Filing |
| 2008-07-14 | Paper Filing | Offered: N/A | Sold: Unknown | Type: Other | Raw Filing |
| 2008-04-14 | Paper Filing | Offered: N/A | Sold: Unknown | Type: Other | Raw Filing |
| 2007-06-15 | Paper Filing | Offered: N/A | Sold: Unknown | Type: Other | Raw Filing |
| 2006-03-29 | Paper Filing | Offered: N/A | Sold: Unknown | Type: Other | Not Available |
Directors and Executives (Current and Past)
| Name | Role | Address |
|---|---|---|
| Levin Alan | Executive | 1200 North Federal Highway Suite 400 Boca Raton, FL, 33432 |
| Paul J Coviello | Director | 200 Abington Executive Park Suite 205 Clarks Summit, PA, 18411 |
| Christopher Dewey | Director, Executive | 120 Broadway 27th Floor New York, NY, 10271 |
| Robert D. Fagenson | Director, Executive | 60 Broad Street New York, NY, 10004 |
| Brian Friedman | Executive | 875 N. Michigan Avenue Suite 1560 Chicago, IL, 60611 |
| Marshall Geller | Director | 10866 Wilshire Blvd. Suite 1450 Los Angeles, CA, 90024 |
| Salvatore Giardina | Director | 120 Broadway, 27th Floor New York, NY, 10271 |
| Mark Goldwasser | Director, Executive | 120 Broadway, 27th Floor New York, NY, 10271 |
| Mark D. Klein | Director, Executive | 120 Broadway, 27th Floor New York, NY, 10274 |
| Robert W. Lautz, Jr. | Director | 10866 Wilshire Blvd., Suite 1450 Los Angeles, CA, 90024 |
| Alan Levin | Executive | 3010 N. Military Trail Suite 300 Boca Raton, FL, 33431 |
| Charles Modica | Director | 3010 N. Military Trail Suite 300 Boca Raton, FL, 33431 |
| Jorge Ortega | Director | 3010 N. Military Trail Suite 300 Boca Raton, FL, 33431 |
| Frank S. Plimpton | Director | 50 Lake Avenue Greenwich, CT, 06830 |
| Jonathan Rich | Executive | 3010 N. Military Trail Suite 300 Boca Raton, FL, 33431 |
| Leonard J. Sokolow | Director | 1200 North Federal Highway Suite 400 Boca Raton, FL, 33432 |
| Peter Zurkow | Director | 120 Broadway, 27th Floor New York, NY, 10271 |
