NATIONAL HOLDINGS CORP
Industry: Investment Banking (See others in industry)
Address:
410 Park Avenue, 14th Floor
New York, NY, 10022
Phone: 212-417-8000
New York, NY, 10022
Phone: 212-417-8000
Filings
| Date | FilingType | Incremental Cash | Link to Raw Filing | |||
|---|---|---|---|---|---|---|
| 2013-09-13 | New | $3,174,989 | $3,174,989 | Equity Only | 06 | SEC link |
| 2013-02-08 | New | $8,835,479 | $8,835,479 | Equity Only | 06 | SEC link |
| 2011-01-14 | New | Yet to Sell | $0 | Equity Only | 06 | SEC link |
| 2010-11-04 | New | Yet to Sell | $0 | Equity Only | 06 | SEC link |
| 2010-10-13 | New | $3,000,000 | $3,000,000 | Equity Only | 06 | SEC link |
| 2010-06-11 | New | $1,700,000 | $1,700,000 | Debt Only | 06 | SEC link |
| 2009-05-12 | New | $500,000 | Unknown | Equity Only | SEC link | |
| 2008-07-14 | Paper Filing | Unknown | Unknown | Other | Not Available | |
| 2008-04-14 | Paper Filing | Unknown | Unknown | Other | Not Available | |
| 2007-06-15 | Paper Filing | Unknown | Unknown | Other | Not Available | |
| 2006-03-29 | Paper Filing | Unknown | Unknown | Other | Not Available |
Directors and Executives (Current and Past)
| Name | Role |
|---|---|
| Levin Alan | Executive |
| Paul J Coviello | Director |
| Christopher Dewey | Director, Executive |
| Robert Fagenson | Director |
| Brian Friedman | Executive |
| Marshall Geller | Director |
| Salvatore Giardina | Director |
| Mark Goldwasser | Director, Executive |
| Salvatore Guardina | Director |
| Mark Klein | Director, Executive |
| Robert W. Lautz, Jr. | Director |
| William Lerner | Director |
| Alan B. Levin | Executive |
| Charles Modica | Director |
| Jorge Ortega | Director |
| Frank S. Plimpton | Director |
| Frederic B. Powers, Iii | Director |
| Jonathan Rich | Executive |
| Leonard J. Sokolow | Director |
| Peter Zurkow | Director |