Cetera Advisors LLC /CO
Industry: Investing (See others in industry)
Address:
5299 Dtc Boulevard Suite 800
Greenwood Village, CO, 80111
Phone: 800-929-3485
Greenwood Village, CO, 80111
Phone: 800-929-3485
Filings
| Date | FilingType | Incremental Cash | Link to Raw Filing | |||
|---|---|---|---|---|---|---|
| 2024-05-24 | Amended | $35,310,183 | $6,898,043 | Other | 06b | SEC link |
| 2023-04-27 | Amended | $28,412,140 | $1,668,485 | Other | 06b | SEC link |
| 2023-04-27 | Amended | $28,412,140 | $0 | Other | 06b | SEC link |
| 2022-04-29 | Amended | $32,172,934 | $1,668,485 | Other | 06b | SEC link |
| 2021-05-26 | Amended | $26,743,655 | $2,870,974 | Other | 06b | SEC link |
| 2021-05-26 | Amended | $26,743,655 | Unknown | Other | SEC link | |
| 2021-05-19 | Amended | $26,743,655 | $0 | Other | 06b | SEC link |
| 2020-05-12 | Amended | $23,872,681 | $4,940,515 | Other | 06b | SEC link |
| 2019-05-06 | Amended | $18,932,166 | $0 | Other | 06b | SEC link |
| 2018-05-07 | Amended | $21,439,325 | $669,649 | Other | 06b | SEC link |
| 2017-04-27 | Amended | $18,262,517 | $1,489,645 | Other | 06b | SEC link |
| 2016-04-18 | Amended | $16,772,872 | $282,629 | Other | 06b | SEC link |
| 2015-01-16 | Amended | $16,490,243 | $337,265 | Other | 06b | SEC link |
| 2014-01-16 | Amended | $16,152,978 | $14,723,309 | Other | 06b | SEC link |
| 2013-01-14 | Amended | $1,429,669 | $7,886 | Other | 06 | SEC link |
| 2012-01-12 | Amended | $1,421,783 | $366,633 | Other | 06 | SEC link |
| 2011-01-13 | Amended | $1,055,150 | $296,835 | Other | 06 | SEC link |
| 2010-01-13 | Amended | $758,315 | $0 | Other | 06 | SEC link |
| 2009-01-16 | Paper Filing | Unknown | $0 | Other | Not Available | |
| 2008-01-15 | Paper Filing | Unknown | Unknown | Other | Not Available | |
| 2007-01-16 | Paper Filing | Unknown | Unknown | Other | Not Available | |
| 2006-01-17 | Paper Filing | Unknown | Unknown | Other | Not Available | |
| 2005-01-14 | Paper Filing | Unknown | Unknown | Other | Not Available |
Directors and Executives (Current and Past)
| Name | Role |
|---|---|
| Adam Antoniades | Director |
| Summer Arnold | Executive |
| David Ballard | Executive |
| Bernie Breton | Executive |
| Valerie Brown | Director, Executive |
| Jeffrey Buchheister | Executive |
| Gary Chaffin | Executive |
| Elisa Del Valle | Executive |
| Steve Dunlap | Director, Executive |
| Ashley Duryea | Director, Executive |
| Errin Ford | Director, Executive |
| Erinn Ford | Director, Executive |
| Jon Frojen | Director, Executive |
| Andy Gill | Executive |
| Lisa Gok | Executive |
| Kristy Haley | Executive |
| Thomas Halloran | Director, Executive |
| Cyndi Hamel | Executive |
| Brett Harrison | Director, Executive |
| Janani Iyengar | Executive |
| Barbara Kesterson | Executive |
| David Kim | Executive |
| Winnie Lee | Executive |
| Melissa Lischin | Executive |
| Mark Marr | Director, Executive |
| Garrett Merrill | Executive |
| Maura R. Mizuguchi | Executive |
| Joseph D. Neary | Director, Executive |
| Greg Olson | Executive |
| Larry Roth | Executive |
| Mark Shelson | Executive |
| Stanley R. Smiley | Executive |
| Stan Smiley | Executive |
| Timothy Stinson | Executive |
| Tim Stinson | Executive |
| Thomas B. Taylor | Director |
| Dan Umansky | Executive |
| David Van Havermaat | Executive |
| Kathleen Vannoy Pineda | Executive |
| Kathleen D. Van Noy Pineda | Executive |
| Kathleen D. Van Noy Pineda | Executive |