Cetera Advisor Networks LLC /CA
Industry: Investing (See others in industry)
Address:
2301 Rosecrans Avenue Suite 5100
El Segundo, CA, 90245
Phone: (800) 879-8100
El Segundo, CA, 90245
Phone: (800) 879-8100
Filings
| Date | FilingType | Incremental Cash | Link to Raw Filing | |||
|---|---|---|---|---|---|---|
| 2024-05-16 | Amended | $62,386,855 | $13,852,068 | Other | 06b | SEC link |
| 2023-04-27 | Amended | $48,534,787 | $0 | Other | 06b | SEC link |
| 2023-04-27 | Amended | $48,534,787 | $0 | Other | 06b | SEC link |
| 2022-04-29 | Amended | $51,689,745 | $0 | Other | 06b | SEC link |
| 2021-05-26 | Amended | $55,216,078 | $0 | Other | 06b | SEC link |
| 2021-05-26 | Amended | $55,216,078 | $0 | Other | 06b | SEC link |
| 2021-05-19 | Amended | $55,216,078 | $0 | Other | SEC link | |
| 2020-05-12 | Amended | $60,331,104 | $0 | Other | 06b | SEC link |
| 2019-05-06 | Amended | $49,978,914 | $0 | Other | 06b | SEC link |
| 2018-05-07 | Amended | $58,516,006 | $0 | Other | 06b | SEC link |
| 2017-04-27 | Amended | $51,652,017 | $0 | Other | 06b | SEC link |
| 2016-04-18 | Amended | $51,305,287 | $0 | Other | 06b | SEC link |
| 2015-01-16 | Amended | $51,271,416 | $859,250 | Other | 06b | SEC link |
| 2014-01-16 | Amended | $47,675,537 | $44,299,625 | Other | 06b | SEC link |
| 2013-01-15 | Amended | $3,375,912 | $315,605 | Other | 06 | SEC link |
| 2012-01-12 | Amended | $3,060,307 | $370,050 | Other | 06 | SEC link |
| 2011-01-13 | Amended | $2,690,257 | $40,041 | Other | 06 | SEC link |
| 2010-01-13 | Amended | $2,650,216 | $0 | Other | 06 | SEC link |
| 2009-01-16 | Paper Filing | Unknown | $0 | Other | Not Available | |
| 2007-01-16 | Paper Filing | Unknown | Unknown | Other | Not Available | |
| 2006-01-17 | Paper Filing | Unknown | Unknown | Other | Not Available | |
| 2005-01-14 | Paper Filing | Unknown | Unknown | Other | Not Available |
Directors and Executives (Current and Past)
| Name | Role |
|---|---|
| Adam Antoniades | Director |
| David Ballard | Executive |
| Valerie Brown | Director, Executive |
| Jeffrey Buchheister | Executive |
| Gary Chaffin | Executive |
| Kofi Coaxum | Executive |
| Steve Dunlap | Director, Executive |
| Ashley Duryea | Director, Executive |
| Jon 200 Sepulveda Boulevard Frojen | Director, Executive |
| Andy Gill | Executive |
| Lisa Gok | Executive |
| Thomas Gooley | Director |
| Kristy Haley | Executive |
| Thomas Halloran | Executive |
| Cyndi Hamel | Executive |
| Jack R. Handy, Jr. | Director, Executive |
| Brett Harrison | Director |
| Janani Iyengar | Executive |
| Bryan Jacobsen | Executive |
| Barbara Kesterson | Executive |
| David Kim | Executive |
| Douglas S. King | Director, Executive |
| Winnie Lee | Executive |
| Mark Marr | Director, Executive |
| Patricia Mc Callop | Executive |
| Maura R. Mizuguchi | Executive |
| Joseph D. Neary | Director, Executive |
| Greg Olson | Executive |
| Summer Pretzer | Director |
| Larry Roth | Director |
| Mark Shelson | Executive |
| Stanley R. Smiley | Executive |
| Stan Smiley | Executive |
| Tim Stinson | Executive |
| Timothy P. Stone | Executive |
| Tom Taylor | Executive |
| Thomas B. Taylor | Director, Executive |
| David Van Havermaat | Executive |