Carolina Financial Securities, LLC
Industry: Investment Banking (See others in industry)
Address:
185 W. Main St.
Brevard, NC, 28712
Phone: 828-393-0088
Brevard, NC, 28712
Phone: 828-393-0088
Filings
| Date | FilingType | Incremental Cash | Link to Raw Filing | |||
|---|---|---|---|---|---|---|
| 2013-07-31 | New | $20,000 | $20,000 | Equity Only | 06 | SEC link |
| 2011-09-01 | New | $20,000 | $20,000 | Equity Only | 06 | SEC link |
| 2010-06-30 | Amended | $60,000 | $40,000 | Equity Only | 06 | SEC link |
| 2010-06-17 | New | $20,000 | $20,000 | Equity Only | 06 | SEC link |
Directors and Executives (Current and Past)
| Name | Role |
|---|---|
| Peter Stuart M Ilhaupt | Executive |
| Bruce Victor Robert | Executive |
| Bruce Victor Roberts | Executive |