Capital Alliance, LLC
Industry: Pooled Investment Fund (See others in industry)
Address:
1108 Fifth Ave., Suite 202
San Rafael, CA, 94901
Phone: (415) 288-9575
San Rafael, CA, 94901
Phone: (415) 288-9575
Filings
| Date | FilingType | Incremental Cash | Link to Raw Filing | |||
|---|---|---|---|---|---|---|
| 2020-02-21 | New | $210,000 | $210,000 | Equity Only | 06b | SEC link |
| 2018-10-12 | New | $80,000 | $80,000 | Debt Only | 04 | SEC link |
| 2016-11-01 | New | $25,000 | $25,000 | Debt Only | 06c | SEC link |
| 2014-05-15 | Amended | $1,050,000 | $240,000 | Debt Only | 06b | SEC link |
| 2013-05-13 | Amended | $810,000 | $720,000 | Debt Only | 06 | SEC link |
| 2012-06-13 | Amended | $90,000 | $40,000 | Debt Only | 06 | SEC link |
| 2011-06-13 | New | $50,000 | $50,000 | Debt Only | 06 | SEC link |
| 2010-12-09 | New | $50,000 | $50,000 | Equity Only | 06 | SEC link |
| 2010-02-03 | New | $7,747,314 | $7,747,314 | Other | 06 3C 3C.5 | SEC link |
Directors and Executives (Current and Past)
| Name | Role |
|---|---|
| William W. Aubrey | Executive |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc. | Director |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc., A Ca Corp. | Director |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc., A California Corporation | Director |
| Dennis R. Konczal | Executive, Promoter |
| J.R. Sandell | Executive |