| Company | Newest funding | Date | Type |
|---|---|---|---|
| Blue Coast Mining & Mineral Rights Fund, Inc. (Investment Banking) | Yet to Sell | 2012-12-20 | New Form D |
| Blue Coast Energy Fund, Inc. (Investment Banking) | Yet to Sell | 2012-12-20 | New Form D |
| Blue Coast Medical Opportunity Fund, Inc. (Investment Banking) | Yet to Sell | 2012-12-20 | New Form D |
| Blue Coast Technology Ventures Fund, Inc. (Investment Banking) | Yet to Sell | 2012-12-20 | New Form D |
| Blue Coast Oil & Gas Fund, Inc. (Investment Banking) | Yet to Sell | 2012-12-20 | New Form D |
| NETWORK 1 FINANCIAL GROUP, INC. (Investment Banking) | $400,500 | 2012-12-27 | Amended Form D |
| Livingston Group of Companies LLC (Investment Banking) | Yet to Sell | 2013-01-15 | New Form D |
| Poliwogg Holdings, Inc. (Investment Banking) | $200,000 | 2013-01-18 | New Form D |
| NATIONAL HOLDINGS CORP (Investment Banking) | $8,835,479 | 2013-02-08 | New Form D |
| BARCLAYS BANK PLC /ENG/ (Investment Banking) | $72,492,750 | 2013-02-08 | New Form D |
| Poliwogg Holdings, Inc. (Investment Banking) | $200,000 | 2013-02-11 | Amended Form D |
| Paulson Investment I LLC (Investment Banking) | $2,000,000 | 2013-03-18 | New Form D |
| r.w.pressprich & co. (Investment Banking) | $2,327,196 | 2013-04-04 | New Form D |
| Poliwogg Holdings, Inc. (Investment Banking) | $750,000 | 2013-05-09 | Amended Form D |