| Company |
Newest funding |
Date |
Type |
|
CSA Biotechnology Fund II, LLC
(Investment Banking)
|
$0
|
2008-01-02
|
New Form D
|
|
Merriman Holdings, Inc
(Investment Banking)
|
$10,200,000
|
2009-09-23
|
New Form D
|
|
BEACON ACQUISITION PARTNERS INC
(Investment Banking)
|
$125,000
|
2010-03-18
|
New Form D
|
|
BROADPOINT GLEACHER SECURITIES GROUP, INC.
(Investment Banking)
|
$48,070,000
|
2010-03-26
|
New Form D
|
|
CANTOR FITZGERALD, L. P.
(Investment Banking)
|
$91,124,471
|
2009-10-23
|
Amended Form D
|
|
Livingston Group of Companies LLC
(Investment Banking)
|
$500,000
|
2010-02-23
|
New Form D
|
|
Goldman Sachs JBWere Group Holdings Pty Ltd
(Investment Banking)
|
$282,373,677
|
2009-11-06
|
New Form D
|
|
Archpoint Corp
(Investment Banking)
|
$54,450
|
2010-03-31
|
Amended Form D
|
|
JESUP & LAMONT, INC.
(Investment Banking)
|
$2,000,000
|
2009-03-20
|
New Form D
|
|
BARCLAYS GLOBAL INVESTORS UK HOLDINGS LTD
(Investment Banking)
|
$272,491,403
|
2009-03-11
|
New Form D
|
|
Archpoint Corp
(Investment Banking)
|
$54,450
|
2010-03-31
|
New Form D
|
|
Sawtooth Capital LLC
(Investment Banking)
|
$570,000
|
2010-02-05
|
New Form D
|
|
NAVIDAR HOLDCO LLC
(Investment Banking)
|
$0
|
2010-04-26
|
New Form D
|
|
FBR CAPITAL MARKETS CORP
(Investment Banking)
|
$3,112,645
|
2009-09-16
|
New Form D
|
|
GENESIS OPPORTUNITY FUND I LP
(Investment Banking)
|
$0
|
2009-11-20
|
New Form D
|
|
Cary Street Partners Holdings, LLC
(Other Banking and Financial Services)
|
$1,500,000
|
2009-11-20
|
New Form D
|
|
Providence Capital Partners One LP
(Investment Banking)
|
$250,000
|
2009-08-10
|
New Form D
|
|
Carolina Financial Securities, LLC
(Investment Banking)
|
$20,000
|
2010-06-17
|
New Form D
|
|
CITIZENS CAPITAL CORP
(Investment Banking)
|
$11,000,000
|
2010-01-07
|
New Form D
|
|
Pickwick Capital Partners LLC
(Investment Banking)
|
$0
|
2010-03-11
|
New Form D
|
|
r.w.pressprich & co.
(Investment Banking)
|
$978,163
|
2010-03-12
|
New Form D
|
|
Sawtooth Capital LLC
(Investment Banking)
|
$900,000
|
2009-12-03
|
New Form D
|
|
MHT PARTNERS LP
(Investment Banking)
|
$1,250,000
|
2009-04-23
|
New Form D
|
|
Sawtooth Capital LLC
(Investment Banking)
|
$1
|
2009-12-28
|
New Form D
|
|
CITIZENS CAPITAL CORP
(Investment Banking)
|
$30,000,000
|
2010-03-05
|
Amended Form D
|
|
Sawtooth Capital LLC
(Investment Banking)
|
$900,000
|
2010-03-10
|
Amended Form D
|
|
NATIONAL HOLDINGS CORP
(Investment Banking)
|
$500,000
|
2009-05-12
|
New Form D
|
|
AG CONSULTANTS
(Investment Banking)
|
$0
|
2009-04-09
|
New Form D
|
|
GREENHILL & CO INC
(Investment Banking)
|
$90,250,161
|
2010-04-13
|
New Form D
|
|
Brookline Pope Asset Fund I, LLC
(Investing)
|
$9,725,000
|
2009-11-24
|
Amended Form D
|
